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Aaron Benjamin Wallace

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-04
TX RA APPROVED 2022-03-29
  • FL RA
    APPROVED
    Since 2022-04-04
  • TX RA
    APPROVED
    Since 2022-03-29

Branch Locations

3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerry Andrade And Associates Torrance CA 11/2021 01/2022
Carbide Capital Inc Los Angeles CA 06/2014 12/2021
Fisher Investments Tampa FL 02/2022 Present
  • 11/2021 → 01/2022
    Gerry Andrade And Associates
    Torrance, CA
  • 06/2014 → 12/2021
    Carbide Capital Inc
    Los Angeles, CA
  • 02/2022 → Present
    Fisher Investments
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-29
S63 Uniform Securities Agent State Law Examination 2002-09-06
  • S65 Uniform Investment Adviser Law Examination
    2022-03-29
  • S63 Uniform Securities Agent State Law Examination
    2002-09-06

View on SEC IAPD

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