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4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-11-29 |
| TX | RA | APPROVED | 2023-11-28 |
Branch Locations
481 Quantum Rd Ne, Rio Rancho, NM 87124 • United States
4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oxford Wealth Advisors | Rio Rancho | NM | 07/2017 | 11/2023 |
| Horter Investment Management | Cincinnati | OH | 04/2018 | 04/2020 |
| Preventive Pest Control | Albuquerque | NM | 12/2014 | 07/2017 |
| Townsquare Capital | Rio Rancho | NM | 04/2020 | 06/2023 |
| Portside Wealth Group | Provo | UT | 04/2023 | 11/2023 |
| E.A. Buck Financial Services | Denver | CO | 11/2023 | Present |
| Buck Wealth Strategies, Llc | Denver | CO | 11/2023 | Present |
E.A. Buck Financial Services - Nature of other business; offering fixed life and health, fixed annuities. 150 hrs a month, during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-22 |
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