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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-05-15 |
Branch Locations
307 N Main St., Mount Vernon, OH 43050 • United States
Gambier, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2019 | Present |
| Mosaic Financial Group, Llc | Mount Vernon | OH | 04/2018 | 09/2018 |
| Case Western Reserve University | Cleveland | OH | 09/2015 | 03/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 05/15/19 2) MOSAIC FINANCIAL GROUP, Mount Vernon OH 43050, United States, 10/07/2024, IAR, Using a Trade Name / DBA, INV REL, 40 HR/MO - 40 HR/MO TRADING 3) TAG WEALTH, Mount Vernon OH 43050, United States, 10/07/2024, IAR, Using a Trade Name / DBA, INV REL, 68 HR/MO - 68 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 2019-05-15 |
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