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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Westlake | TX | 04/2018 | 06/2024 |
| Grubbs Infiniti | Grapevine | TX | 04/2015 | 02/2018 |
| Charles Schwab & Co., Inc. | Westlake | TX | 01/2023 | Present |
Name: Online Retail Sales, Role: Owner, Type: Other, Start Date: 11/11/2021, Investment Related?: No, Address: 5204 Fallen Leaf St, Fort Worth, TX 76179, Number of Hours/Mo: 20, Duties: Running the complete online resale business primarily on Ebay.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-25 |
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