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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-08 |
| CA | RA | APPROVED | 2023-06-20 |
Branch Locations
300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 04/2018 | 08/2019 |
| Rams Gate Winery | Sonoma | CA | 06/2015 | 08/2017 |
| Buena Vista Winery | Sonoma | CA | 09/2017 | 03/2018 |
| Rbc Capital Markets, Llc | Greenbrae | CA | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-20 |
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