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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-07-27
  • AL RA
    APPROVED
    Since 2023-07-27

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

200 Clinton Ave W Suite 100, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chic-Fil-A Goose Creek SC 08/2013 12/2017
Senate Page Columbia SC 01/2017 06/2018
Berkley County Government Economic Development Office Moncks Corner SC 06/2017 01/2018
Merill Lynch Columbia SC 04/2018 07/2020
Boeing Huntsville AL 07/2020 11/2022
Hightower Advisors Chicago IL 11/2022 Present
  • 08/2013 → 12/2017
    Chic-Fil-A
    Goose Creek, SC
  • 01/2017 → 06/2018
    Senate Page
    Columbia, SC
  • 06/2017 → 01/2018
    Berkley County Government Economic Development Office
    Moncks Corner, SC
  • 04/2018 → 07/2020
    Merill Lynch
    Columbia, SC
  • 07/2020 → 11/2022
    Boeing
    Huntsville, AL
  • 11/2022 → Present
    Hightower Advisors
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-26
  • S66 Uniform Combined State Law Examination
    2023-07-26

View on SEC IAPD

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