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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-03 |
Branch Locations
50 W San Fernando St Ste 1500 [Support Center], San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 03/2018 | 10/2019 |
| Bank Of America, N.A. | Palo Alto | CA | 03/2018 | 10/2019 |
| Coastal Roofing And Solar | Marina | CA | 04/2015 | 02/2018 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 09/2021 | 04/2023 |
| Wells Fargo Bank, Na | San Diego | CA | 09/2021 | 04/2023 |
| Coastal Roofing And Solar | Monterey | CA | 01/2020 | 08/2021 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 09/2024 | Present |
| Coastal Roofing And Solar | Salinas | CA | 05/2023 | 09/2024 |
| Unemployed | N/A | CA | 11/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-29 |
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