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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-12-13 |
Branch Locations
4400 West 78Th Street Suite 150, Bloomington, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Minneapolis | MN | 03/2018 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 03/2018 | 12/2019 |
| Office Of The Comptroller Of The Currency | Minneapolis | MN | 06/2009 | 03/2018 |
| Carlson Capital Management Llc | Northfield | MN | 01/2020 | 11/2021 |
| Mariner Wealth Advisors | Eagan | MN | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-02 |
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