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Michael Sims

Mml Investors Services, LLC

Chicago, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-01
  • IL RA
    APPROVED
    Since 2025-04-01

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Standard Annapolis MD 06/2017 01/2018
Dive Right In Scuba Plainfield IL 05/2014 05/2017
Unemployed Plainfield IL 02/2018 03/2018
Northern Illinois University Dekalb IL 08/2015 05/2017
New York Life Insurance Company Downers Grove IL 03/2018 03/2023
Nylife Securities Llc Downers Grove IL 03/2018 03/2023
Mml Investors Services Llc Chicago IL 04/2023 Present
Massmutual Life Insurance Co Chicago IL 04/2023 Present
  • 06/2017 → 01/2018
    The Standard
    Annapolis, MD
  • 05/2014 → 05/2017
    Dive Right In Scuba
    Plainfield, IL
  • 02/2018 → 03/2018
    Unemployed
    Plainfield, IL
  • 08/2015 → 05/2017
    Northern Illinois University
    Dekalb, IL
  • 03/2018 → 03/2023
    New York Life Insurance Company
    Downers Grove, IL
  • 03/2018 → 03/2023
    Nylife Securities Llc
    Downers Grove, IL
  • 04/2023 → Present
    Mml Investors Services Llc
    Chicago, IL
  • 04/2023 → Present
    Massmutual Life Insurance Co
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-27
S63 Uniform Securities Agent State Law Examination 2020-01-17
  • S66 Uniform Combined State Law Examination
    2025-03-27
  • S63 Uniform Securities Agent State Law Examination
    2020-01-17
Other Names
  • Mike Sims

View on SEC IAPD

Other Firms

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GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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