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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Union | KY | 08/2010 | Present |
| U.S. Bancorp Investments, Inc. | Union | KY | 05/2016 | Present |
| U.S. Bancorp Advisors, Llc | Union | KY | 01/2026 | Present |
1.FINRA Arbitration Program; Investment-related; Washington, D.C.; Arbitration; Arbitrator; 04/2021; 0 hours/ month; 0 hours/ trading; Vacation time utilized for any participation; Arbitration participation when a case comes up that I'm asked to participate. 2. EBay Sales; Not investment related; Union, KY; Sales; Seller; 01/2020; 1 hours/month; 0 hours/trading; Selling personal Items on Ebay. 3. Poshmark; Not investment related; Union, KY, Sales; Seller; 01/2020; 1 hours/month; 0 hours/trading; Selling personal items on Poshmark.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-02 |
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