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Inactive

Derrick J. Allen

The Mosaic Financial Group, LLC

Chicago, IL

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Current Employers
The Mosaic Financial Group, Llc

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-07
  • IL RA
    APPROVED
    Since 2022-01-07

Branch Locations

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mosaic Financial Group, Llc Chicago IL 08/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-24
  • S65 Uniform Investment Adviser Law Examination
    2021-09-24

View on SEC IAPD

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