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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Soutlake | TX | 02/2019 | 05/2020 |
| Thyssenkrupp Elevators | Coppell | TX | 10/2018 | 02/2019 |
| Volt Workforce Solutions | Irving | TX | 06/2018 | 10/2018 |
| Usaa | Addison | TX | 04/2018 | 05/2018 |
| University Of Texas At Arlington | Arlington | TX | 08/2016 | 08/2019 |
| Dallas County | Dallas | TX | 11/2015 | 04/2018 |
| A+ Student Staffing | Dallas | TX | 09/2014 | 09/2016 |
| Charles Schwab & Co., Inc. | Westlake | TX | 05/2020 | Present |
| Charles Schwab Bank | Westlake | TX | 05/2020 | Present |
1) Carpe Diem Music | Investment Related:No|1218 Belclaire Lane|Irving|TX|75060|USA|Other|DJ - Sole Prop.|7/1/2015|Less than 20|0|Provide DJ services as a part time DJ for weddings and private events on weekends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-24 |
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