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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-25
PA RA APPROVED 2018-07-09
  • TX RA
    APPROVED
    Since 2018-09-25
  • PA RA
    APPROVED
    Since 2018-07-09

Branch Locations

2126 Macarthur Rd, Whitehall, PA 18052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Easton PA 04/2018 Present
Bank Of America, N.A. Easton PA 04/2018 Present
Frito Lay Easton PA 10/2015 03/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-06
  • S66 Uniform Combined State Law Examination
    2018-07-06
Other Names
  • J Michael Woodley
  • James Woodley
  • James M Woodley

View on SEC IAPD

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