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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-11 |
| CA | RA | APPROVED | 2022-10-24 |
Branch Locations
9245 Laguna Springs Dr Ste 100, Elk Grove, CA 95758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vector Marketing | Elk Grove | CA | 08/2009 | 04/2018 |
| Northwestern Mutual Investment Services Llc | Sacramento | CA | 05/2018 | 09/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2018 | 09/2019 |
| Allstate Insurance Co | West Sacramento | CA | 11/2019 | 03/2021 |
| De La Torre Financial Group | West Sacramento | CA | 04/2021 | 07/2022 |
| Self Employed | Sacramento | CA | 09/2019 | 11/2019 |
| Principal Life Insurance Company | Elk Grove | CA | 07/2022 | Present |
| Principal Securities, Inc. | Elk Grove | CA | 07/2022 | Present |
| Almond Valley Wealth Management | Elk Grove | CA | 08/2022 | Present |
**OUTSIDE INSURANCE POSITION: Producer NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 3 START DATE: 08/15/2022 ADDRESS: 9245 Laguna Springs Dr., Suite 100, Elk Grove CA 95758, United States DESCRIPTION: Sale of fixed life, fixed annuities, DI, LTC, group benefits and supplemental benefits. **ROTARY CLUB OF ELK GROVE POSITION: Youth Services Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/09/2025 ADDRESS: 9670 Laguna Springs Dr, Elk Grove CA 95757, United States DESCRIPTION: I will be serving as a board member for the Rotary Club of Elk Grove. My responsibilities will be to help provide youth services in the Elk Grove community. I will be in charge of our Mentor program, where we mentor select individuals from 9th grade through 12th grade that want to qualify for a scholarship. I'll also be in charge of coordinating efforts for our foreign exchange student program and our school campus outreach program.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-24 |
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