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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-11
CA RA APPROVED 2022-10-24
  • TX RA
    APPROVED
    Since 2023-06-11
  • CA RA
    APPROVED
    Since 2022-10-24

Branch Locations

9245 Laguna Springs Dr Ste 100, Elk Grove, CA 95758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vector Marketing Elk Grove CA 08/2009 04/2018
Northwestern Mutual Investment Services Llc Sacramento CA 05/2018 09/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 09/2019
Allstate Insurance Co West Sacramento CA 11/2019 03/2021
De La Torre Financial Group West Sacramento CA 04/2021 07/2022
Self Employed Sacramento CA 09/2019 11/2019
Principal Life Insurance Company Elk Grove CA 07/2022 Present
Principal Securities, Inc. Elk Grove CA 07/2022 Present
Almond Valley Wealth Management Elk Grove CA 08/2022 Present
  • 08/2009 → 04/2018
    Vector Marketing
    Elk Grove, CA
  • 05/2018 → 09/2019
    Northwestern Mutual Investment Services Llc
    Sacramento, CA
  • 05/2018 → 09/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2019 → 03/2021
    Allstate Insurance Co
    West Sacramento, CA
  • 04/2021 → 07/2022
    De La Torre Financial Group
    West Sacramento, CA
  • 09/2019 → 11/2019
    Self Employed
    Sacramento, CA
  • 07/2022 → Present
    Principal Life Insurance Company
    Elk Grove, CA
  • 07/2022 → Present
    Elk Grove, CA
  • 08/2022 → Present
    Almond Valley Wealth Management
    Elk Grove, CA
Other Businesses

**OUTSIDE INSURANCE POSITION: Producer NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 3 START DATE: 08/15/2022 ADDRESS: 9245 Laguna Springs Dr., Suite 100, Elk Grove CA 95758, United States DESCRIPTION: Sale of fixed life, fixed annuities, DI, LTC, group benefits and supplemental benefits. **ROTARY CLUB OF ELK GROVE POSITION: Youth Services Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/09/2025 ADDRESS: 9670 Laguna Springs Dr, Elk Grove CA 95757, United States DESCRIPTION: I will be serving as a board member for the Rotary Club of Elk Grove. My responsibilities will be to help provide youth services in the Elk Grove community. I will be in charge of our Mentor program, where we mentor select individuals from 9th grade through 12th grade that want to qualify for a scholarship. I'll also be in charge of coordinating efforts for our foreign exchange student program and our school campus outreach program.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-21
S63 Uniform Securities Agent State Law Examination 2019-05-24
  • S65 Uniform Investment Adviser Law Examination
    2022-10-21
  • S63 Uniform Securities Agent State Law Examination
    2019-05-24
Other Names
  • Casey Meyer

View on SEC IAPD

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