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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-08
TX RA APPROVED 2022-06-07
  • NJ RA
    APPROVED
    Since 2022-06-08
  • TX RA
    APPROVED
    Since 2022-06-07

Branch Locations

1201 New Road, Linwood, NJ 08221 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Ocean City NJ 12/2010 Present
Wells Fargo Clearing Services, Llc Ocean City NJ 04/2018 Present
Other Businesses

ACTRESS; NOT INV RELATED; GOLLAWAY, NJ; ACTRESS; START 12/15/2023; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; ACTRESS IN COMMERCIALS, FILM AND THEATER. RENTAL PROPERTY-UPAS; INV RELATED; GALLOWAY,NJ; RENTAL;100% OWNERSHIP; START DATE: 03/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
S63 Uniform Securities Agent State Law Examination 2018-07-16
  • S66 Uniform Combined State Law Examination
    2022-05-27
  • S63 Uniform Securities Agent State Law Examination
    2018-07-16
Other Names
  • Cindy Erica Figueroa

View on SEC IAPD

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