Brittany Forte

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-09-10

NJ RA
APPROVED

Since 2021-09-10

Branch Locations

Tinton Falls, NJ • United States

2915 Ridgeway Rd Suite B, Manchester, NJ 08759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Manchester	NJ	03/2018	08/2021
Pnc Bank, Na	Fair Haven	NJ	05/2016	09/2017
Power Tool Company	Nenptune	NJ	10/2017	02/2018
Lpl Financial Llc	Manchester	NJ	09/2021	Present

03/2018 → 08/2021

Wells Fargo Clearing Services, Llc

Manchester, NJ
05/2016 → 09/2017

Pnc Bank, Na

Fair Haven, NJ
10/2017 → 02/2018

Power Tool Company

Nenptune, NJ
09/2021 → Present

Lpl Financial Llc

Manchester, NJ

Previous Registrations

2020-10-19 → 2021-09-14

Wells Fargo Clearing Services, Llc

Oakhurst, NJ

Manchester, NJ

Other Businesses

1)07/20/2021 - Shoreline Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-16

S66 Uniform Combined State Law Examination

2020-10-16

View on SEC IAPD