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Patrick Steen

J.P. Morgan Securities LLC

New Orleans, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
LA RA APPROVED 2021-06-10
  • TX RA
    APPROVED
    Since 2022-11-17
  • LA RA
    APPROVED
    Since 2021-06-10

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones River Ridge LA 04/2018 05/2021
Jpmorgan Chase Bank Na New Orleans LA 05/2021 Present
Jpmorgan Securities Llc New Orleans LA 05/2021 Present
Unemployed Metairie LA 08/2016 03/2018
  • 04/2018 → 05/2021
    Edward Jones
    River Ridge, LA
  • 05/2021 → Present
    Jpmorgan Chase Bank Na
    New Orleans, LA
  • 05/2021 → Present
    Jpmorgan Securities Llc
    New Orleans, LA
  • 08/2016 → 03/2018
    Unemployed
    Metairie, LA
Previous Registrations
  • 2018-06-18 → 2021-05-13
    Edward Jones
    Maryland Heights, MO
    Metairie, LA
    St Louis, MO
    Rocklin, CA
    Metarie, LA
    St Louis, MO
    Metairie, LA
    Luling, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2018-06-14
Other Names
  • Patrick Bertram Steen

View on SEC IAPD

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RONALD H. DAWSON, JR.
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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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