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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-26
  • OH RA
    APPROVED
    Since 2024-09-26

Branch Locations

1235 North 21St Street, Newark, OH 43055 • United States

155 West Main Street, New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 09/2024
Piphany Salt Lake City UT 11/2017 02/2018
Thirty-One Gifts Columbus OH 12/2014 11/2017
Plexus Worldwide Scottadale AZ 09/2017 01/2018
Fifth Third Bank New Albany OH 09/2024 Present
Fifth Third Securities New Albany OH 09/2024 Present
  • 04/2018 → 09/2024
    St Louis, MO
  • 11/2017 → 02/2018
    Piphany
    Salt Lake City, UT
  • 12/2014 → 11/2017
    Thirty-One Gifts
    Columbus, OH
  • 09/2017 → 01/2018
    Plexus Worldwide
    Scottadale, AZ
  • 09/2024 → Present
    Fifth Third Bank
    New Albany, OH
  • 09/2024 → Present
    Fifth Third Securities
    New Albany, OH
Previous Registrations
  • 2018-10-15 → 2024-09-23
    Pataskala, OH
    St Louis, MO
    Granville, OH
    Granville, OH
    Pataskala, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2018-10-12
Other Names
  • Stacy Lynn Cesa
  • Stacy L Schindler
  • Stacy Lynn Schindler

View on SEC IAPD

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