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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-26 |
Branch Locations
1235 North 21St Street, Newark, OH 43055 • United States
155 West Main Street, New Albany, OH 43054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2018 | 09/2024 |
| Piphany | Salt Lake City | UT | 11/2017 | 02/2018 |
| Thirty-One Gifts | Columbus | OH | 12/2014 | 11/2017 |
| Plexus Worldwide | Scottadale | AZ | 09/2017 | 01/2018 |
| Fifth Third Bank | New Albany | OH | 09/2024 | Present |
| Fifth Third Securities | New Albany | OH | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-12 |
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