Robert Troy Sant

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 02/2017
  Bbim- Producers Choice Network
  Waltham, MA
• 04/2017 → 03/2018
  Jurs Montgomery Brokerage
  Boston, MA
• 03/2018 → 12/2020
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA
• 03/2018 → 04/2025
  Amundi Distributor Us, Inc.
  Boston, MA
• 04/2025 → 06/2025
  Victory Capital Services, Inc.
  Boston, MA
• 03/2018 → 04/2025
  Amundi Asset Management Us, Inc.
  Boston, MA
• 06/2025 → Present
  Nuveen Securities, Llc
  Austin, TX
• 06/2025 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2021-01-04 → 2025-04-25
  Amundi Asset Management Us, Inc.
  Boston, MA
• 2020-09-09 → 2020-12-31
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2020-08-28
• S63 Uniform Securities Agent State Law Examination
  2018-04-24