Inactive

Scott Joseph Schwartz

Plante Moran Financial Advisors

CRD 6930612

Claim This Profile

Employer firm

Plante Moran Financial Advisors CRD 112158

$25.1B regulatory AUM 4 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Plante Moran Financial Advisors

3000 Town Center Suite 100, Southfield, MI 48075 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-03-10
IL	RA	APPROVED	2018-04-02

MI RA
APPROVED

Since 2023-03-10
IL RA
APPROVED

Since 2018-04-02

Branch Locations

10 S Riverside Plaza, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Plante Moran Financial Advisors	Chicago	IL	01/2018	Present
Michigan Export Growth Program	East Lansing	MI	08/2017	12/2017
Plante Moran Financial Advisors	Chicago	IL	06/2017	08/2017
Michigan Export Growth Program	East Lansing	MI	08/2016	05/2017
Michigan State Universit	East Lansing	MI	08/2014	12/2017

01/2018 → Present

Plante Moran Financial Advisors

Chicago, IL
08/2017 → 12/2017

Michigan Export Growth Program

East Lansing, MI
06/2017 → 08/2017

Plante Moran Financial Advisors

Chicago, IL
08/2016 → 05/2017

Michigan Export Growth Program

East Lansing, MI
08/2014 → 12/2017

Michigan State Universit

East Lansing, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-04-02

S65 Uniform Investment Adviser Law Examination

2018-04-02

Designations

Certified Financial Planner

View on SEC IAPD

More in Chicago, IL

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor