Lloyd James Miller

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Boca Raton, FL

Previous Registrations

• 2011-08-04 → 2013-02-13
  Morgan Keegan & Company, Llc
  Ft. Lauderdale, FL
• 2007-07-30 → 2011-06-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plantation, FL
• 1999-03-22 → 2007-08-04
  Citigroup Global Markets Inc.
  Coral Springs, FL
  Coral Springs, FL

Other Businesses

(1)Name of Business: South Florida Ball Busters Address: 17751, boca raton, FL, 33487, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 05/22/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Organizing golf outings/monthly games/collection of yearly dues from members/maintain hole in one pot.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-14
• S63 Uniform Securities Agent State Law Examination
  1999-04-06

Other Names

• James Miller
• Lloyd James Miller
• James Miller