Narsai George Toma

Current Employers

Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-12-20

IL RA
APPROVED

Since 2019-12-20

Branch Locations

Chicago, IL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	03/2018	11/2019
Northeastern Illinois University	Chicago	IL	01/2015	07/2017
Unemployed	Chicago	IL	08/2017	02/2018
Northern Trust Securities, Inc.	Lake Forest	IL	11/2019	12/2022
Northern Trust Securities, Inc.	Chicago	IL	12/2022	Present

03/2018 → 11/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
01/2015 → 07/2017

Northeastern Illinois University

Chicago, IL
08/2017 → 02/2018

Unemployed

Chicago, IL
11/2019 → 12/2022

Northern Trust Securities, Inc.

Lake Forest, IL
12/2022 → Present

Northern Trust Securities, Inc.

Chicago, IL

Previous Registrations

2018-05-11 → 2019-11-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-10

S66 Uniform Combined State Law Examination

2018-05-10

Other Names

Narsai Toma
George Toma

View on SEC IAPD