Tommie Lee Roberson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-11-13
MD	RA	APPROVED	2018-08-07

TX RA
APPROVED

Since 2018-11-13
MD RA
APPROVED

Since 2018-08-07

Branch Locations

13711 Connecticut Ave, Silver Spring, MD 20906 • United States

13311 New Hampshire Ave, Silver Spring, MD 20904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	MD	10/2016	Present
Bank Of America, N.A.	Columbia	MD	10/2016	Present
National Agents Allance	Gainesville	FL	02/2015	10/2016
Bobby Mckeys Dueling Piano Bar	Oxon Hill	MD	01/2012	Present

10/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
10/2016 → Present

Bank Of America, N.A.

Columbia, MD
02/2015 → 10/2016

National Agents Allance

Gainesville, FL
01/2012 → Present

Bobby Mckeys Dueling Piano Bar

Oxon Hill, MD

Other Businesses

I*404639, Entity Type: Entity For Profit, Name of OBA: B McKeys Dueling Piano Bar, Address: Oxon Hil, Maryland, 20745, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 01/21/2012, No Hours: 32 Monthly, No Hours during Trading: 0 Monthly, Duties: My role as Customer Service manager is to be client facing to ensure smooth operations throughout each level of service provided to the clients. B McKeys's is a dueling piano bar when we serve clients live entertainment and food.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-06

S66 Uniform Combined State Law Examination

2018-08-06

Other Names

Tommie Roberson

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