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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-17
  • PA RA
    APPROVED
    Since 2023-05-17

Branch Locations

300 Willowbrook Lane, Suite 315, West Chester, PA 19382 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brotherly Love Home Care Southampton PA 03/2016 03/2018
City Tap House Philadelphia PA 04/2013 09/2020
Lpl Financial, Llc West Chester PA 03/2018 Present
Private Advisor Group, Llc Morristown NJ 05/2023 Present
  • 03/2016 → 03/2018
    Brotherly Love Home Care
    Southampton, PA
  • 04/2013 → 09/2020
    City Tap House
    Philadelphia, PA
  • 03/2018 → Present
    Lpl Financial, Llc
    West Chester, PA
  • 05/2023 → Present
    Morristown, NJ
Other Businesses

1) 11/12/2019 - FPA Wealth Management - DBA for LPL business - inv rel - at reported business location(s) 2) 10/29/2019 - Financial Planning Associates, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 3) 12/7/2020 - Financial Planning Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/20/2018 - 160 Hours Per Month/130 Hours During Securities Trading. 4) 1/28/2021 - Rewardstyle - Not Investment Related - Home Based - Other-Makeup, Lifestyle, and/or clothing referral - Start Date: 9/4/2020 - 15 Hours Per Month/0 Hours During Securities Trading - Create commissionable links for makeup, lifestyle and clothing. 5) 07/19/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 06/29/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/17/2025 - Township of Ridley - Other - Inspector of Election - Minority Inspector - Not Investment Related - Folsom, PA - Start Date 11/19/2025 - 14 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-08
S63 Uniform Securities Agent State Law Examination 2020-09-17
  • S65 Uniform Investment Adviser Law Examination
    2020-10-08
  • S63 Uniform Securities Agent State Law Examination
    2020-09-17
Designations

View on SEC IAPD

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