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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-02
CT RA APPROVED 2020-04-22
  • TX RA
    APPROVED
    Since 2020-09-02
  • CT RA
    APPROVED
    Since 2020-04-22

Branch Locations

Maynard, MA • United States

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westborough MA 02/2016 04/2020
Bank Of America, N.A. Westborough MA 02/2016 04/2020
Morgan Stanley Boston MA 04/2020 Present
Previous Registrations
Other Businesses

*462290- United States Soccer Federation; Investment related -No; Chicago, Massachusetts; Recreation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 12; Youth Soccer Referee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
  • S66 Uniform Combined State Law Examination
    2018-07-03
Other Names
  • Charles Brady
  • Charles John Brady

View on SEC IAPD

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