Bhavesh H Thakkar

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 03/2019
  Jpmorgan Securities Llc
  Prospect Heights, IL
• 04/2010 → 03/2018
  Jp Morgan Chase Bank
  Chicago, IL
• 03/2018 → 03/2019
  Jp Morgan Chase Bank, N.A.
  Prospect Heights, IL
• 04/2019 → 10/2019
  J.P. Morgan Securities Llc
  Prospect Heights, IL
• 10/2019 → 07/2020
  J.P. Morgan Securities Llc
  Glenview River, IL
• 07/2020 → Present
  Hsbc Securities (Usa) Inc.
  Arlington Heights, IL
• 07/2020 → Present
  Hsbc Bank Usa, N.A.
  Arlington Heights, IL

Previous Registrations

• 2018-05-14 → 2020-07-03
  J.P. Morgan Securities Llc
  Prospect Heights, IL
  Long Grove, IL
  Palatine, IL
  Glenview, IL
  Glenview, IL
  Long Grove, IL
  Chicago, IL
  Glenview, IL
  Chicago, IL

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

• S66 Uniform Combined State Law Examination
  2018-05-09

Designations

• Chartered Financial Consultant

Other Names

• Bhavesh Thakkar
• Bhavesh Hasmukh Thakkar