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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-25 |
| GA | RA | APPROVED | 2025-03-21 |
| TN | RA | APPROVED | 2025-02-27 |
Branch Locations
Chattanooga, TN • United States
2300 Windy Ridge Parkway S.E. Suite 240 S, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Chattanooga | TN | 03/2018 | 07/2020 |
| Colonial Life | Atlanta | GA | 05/2016 | 01/2018 |
| The Prudential Insurance Company Of America | Chattanooga | TN | 06/2018 | 07/2020 |
| Guardian Life Insurance Co Of America | Atlanta | GA | 08/2020 | 04/2022 |
| Park Avenue Securities, Llc | Atlanta | GA | 08/2020 | 04/2022 |
| Regions Bank | Chattanooga | TN | 04/2022 | 01/2025 |
| Cetera Investment Advisers Llc | Chattanooga | TN | 04/2022 | 01/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2022 | 01/2025 |
| Valic Financial Advisors, Inc. | Houston | TX | 02/2025 | Present |
| Agia | Houston | TX | 02/2025 | Present |
AGIA POSITION: AGENT NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/24/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-securities Insurance products for AGIA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-25 |
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