Michael Paul Adamson

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1998 → 02/2017
  Principal Financial Group
  Des Moines, IA
• 03/2016 → 11/2018
  Principal Securities Inc
  Des Moines, IA
• 02/2017 → 11/2018
  Principal Life Insurance
  Des Moines, IA
• 11/2018 → 07/2020
  Principal Funds Distributor Inc
  Des Moines, IA
• 07/2020 → Present
  Principal Securities Inc
  Des Moines, IA
• 07/2020 → 06/2024
  Principal Life Insurance Company
  Des Moines, IA
• 01/2024 → Present
  Principal Funds Distributor
  Des Moines, IA
• 03/2024 → Present
  Principal Asset Management
  Des Moines, IA

Previous Registrations

• 2019-01-11 → 2020-07-22
  Principal Asset Management
  Des Moines, IA
  Des Moines, IA
• 2004-10-23 → 2017-02-23
  Principal Securities, Inc.
  Des Monies, IA
  Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, LLC and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-28