Nicole Harris

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 04/2020
  Td Ameritrade
  Omaha, NE
• 05/2018 → 11/2018
  Northwestern Mutual
  Lincoln, NE
• 09/2017 → 06/2019
  Brewsky's Food And Spirits
  Lincoln, NE
• 05/2017 → 08/2017
  University Of Nebraska-Lincoln
  Lincoln, NE
• 09/2016 → 05/2017
  Trinity Infant And Child Care Center
  Lincoln, NE
• 05/2016 → 01/2017
  Pitch Pizzeria
  Omaha, NE
• 04/2020 → Present
  Morgan Stanley
  Chicago, IL

Previous Registrations

• 2019-09-30 → 2020-04-02
  Td Ameritrade, Inc.
  Chicago, IL
  Chicago, IL
  Omaha, NE
• 2019-09-30 → 2020-04-02
  Td Ameritrade Investment Management, Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2019-09-27

Other Names

• Nicole D Harris