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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED | 2020-04-15 |
| CA | RA | APPROVED | 2019-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uc Berleley | Berkeley | CA | 08/2017 | 06/2018 |
| Kiva.oRg | San Francisco | CA | 01/2017 | 07/2017 |
| Canada College | Redwood City | CA | 01/2015 | 05/2017 |
| University Of Michigan | Ann Arbor | MI | 08/2016 | 12/2016 |
| Axa Advisors, Llc | San Francisco | CA | 08/2018 | 05/2019 |
| Morgan Stanley | Palo Alto | CA | 05/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-26 |
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