Joseph Frank Luiz

Employer firm

John Hancock Personal Financial Services, LLC CRD 174433

$2.20B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 04/2019
  Citizens Securities, Inc.
  Canton, MA
• 04/2019 → Present
  John Hancock
  Boston, MA
• 05/2019 → Present
  John Hancock Distributors Llc
  Boston, MA

Previous Registrations

• 2006-05-26 → 2019-05-02
  Citizens Securities, Inc.
  Smithfield, RI
  Canton, MA
  Quincy, MA
  Johnston, RI
  Dedham, MA
  Canton, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-13
• S63 Uniform Securities Agent State Law Examination
  2002-01-15