Andrew James Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 08/2019
  Lpl Financial
  Beaverton, OR
• 08/2015 → 05/2019
  Gonzaga University
  Spokane, WA
• 09/2016 → 05/2019
  Gonzaga Intramurals
  Spokane, WA
• 05/2014 → 12/2016
  Nike Employee Store
  Beaverton, OR
• 03/2017 → 09/2017
  Skyhawks Sports Academy
  Beaverton, OR
• 05/2018 → 08/2018
  Consolidated Financial Management Corp.
  Beaverton, OR
• 06/2019 → Present
  Consolidated Financial Management Corp.
  Beaverton, OR
• 08/2019 → Present
  Lpl Financial, Llc
  Beaverton, OR
• 01/2021 → 07/2024
  Golden State Wealth Management, Llc
  Beaverton, OR

Previous Registrations

• 2021-01-19 → 2024-07-10
  Golden State Wealth Management, Llc
  Hillsboro, OR
  Powell, WY

Other Businesses

1. 8/14/2019 - Consolidated Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.

Exams

• S66 Uniform Combined State Law Examination
  2019-12-12