Douglas Chad Mcduffie

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 05/2019
  Nylife Securities, Llc
  Charlotte, NC
• 04/2018 → 04/2019
  New York Life Insurance Company
  Charlotte, NC
• 05/2015 → 03/2018
  Red Ventures
  Fort Mill, SC
• 05/2019 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 05/2019 → Present
  Tiaa
  Charlotte, NC

Other Businesses

Name: Core Wrestling Inc Position: Coaching kids and directing coaches on wrestling techniques Nature: Core Wrestling is a Non-profit amateur youth wrestling club (grade levels Kindergarten through 12th grade). Members show up to learn how to wrestle. Investment Related: No Hours: 18 Securities Trading Hours: 0 Start Date: 11/01/2017 Address: 7301 Sardis Rd, Charlotte NC 28270, United States Description: Core Wrestling is a Non-profit amateur youth wrestling club (grade levels Kindergarten through 12th grade). Members show up to learn how to wrestle. I am paid monthly as a Director to help coach the kids and delegate training sessions and wrestling tournaments for our members.

Exams

• S66 Uniform Combined State Law Examination
  2023-12-29
• S63 Uniform Securities Agent State Law Examination
  2019-02-01

Other Names

• Doug Mcduffie
• Chad Mcduffie