Bimal Kumar Gupta

Current Employers

Employment History

• 02/2010 → Present
  Parsippany Tax And Accounting Corporation
  Parsippany, NJ
• 12/2014 → 12/2020
  Avantax Investment Services, Inc.
  Parsippany, NJ
• 10/2015 → 09/2016
  Avantax Advisory Services
  Parsippany, NJ
• 01/2022 → Present
  Ameriprise Financial Services, Llc
  Jersey City, NJ

Previous Registrations

• 2015-10-07 → 2016-09-14
  Avantax Advisory Services
  Parsippany, NJ
• 2013-06-07 → 2014-10-31
  Quest Capital Strategies, Inc.
  East Hanover, NJ
  Laguna Hills, CA
  Laguna Hills, CA
• 2011-05-26 → 2011-06-20
  Gupta Investment Advisors, Llc
  Parsippany, NJ

Other Businesses

Real Estate Ownership; Mobile Home Park 5 units; 24 Pine Street, , Newton, NJ, 7860; Not Investment-Related; 01/12/2017. Business Ownership; Parsippany Tax And Accounting Corp; CPA accounting and Tax Practice; Tax Preparation; 1279 Route 46 Suite 22, , Parsippany, NJ, 07054; Not Investment-Related; 02/01/2010; 40 to 59 hours per month; 60 during trading hours. Board of Directors; Northeast Society for Education and Learning; Director; 1279 Route 46 Suite 22, , Parsippany, NJ, 7054; Not Investment-Related; 11/13/2017; 1 to 9 hours per month; 0 during trading hours / Citizens Bank; Advisory Board member; 249 Millburn Avenue, , Millburn, NJ, 7041; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2025-08-23
• S63 Uniform Securities Agent State Law Examination
  2011-08-20
• S65 Uniform Investment Adviser Law Examination
  2010-07-15