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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

35 Fulford Avenue, Suite 100, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Maryland Baltimore County Catonsville MD 01/2020 Present
Fisher Financial Services Bel Air MD 07/2019 Present
Destination Xl Group, Inc. Towson MD 12/2016 12/2021
Community College Of Baltimore County Essex MD 01/2019 12/2019
Towson University Towson MD 08/2014 12/2018
Unemployed Middle River MD 10/2016 12/2016
Staples, Inc. Towson MD 03/2016 09/2016
Lpl Financial, Llc Bel Air MD 06/2021 Present
Private Advisor Group, Llc Morristown NJ 12/2021 Present
  • 01/2020 → Present
    University Of Maryland Baltimore County
    Catonsville, MD
  • 07/2019 → Present
    Fisher Financial Services
    Bel Air, MD
  • 12/2016 → 12/2021
    Destination Xl Group, Inc.
    Towson, MD
  • 01/2019 → 12/2019
    Community College Of Baltimore County
    Essex, MD
  • 08/2014 → 12/2018
    Towson University
    Towson, MD
  • 10/2016 → 12/2016
    Unemployed
    Middle River, MD
  • 03/2016 → 09/2016
    Staples, Inc.
    Towson, MD
  • 06/2021 → Present
    Lpl Financial, Llc
    Bel Air, MD
  • 12/2021 → Present
    Morristown, NJ
Other Businesses

1) 06/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - FISHER FINANCIAL SERVICES - INVESTMENT RELATED - BEL AIR, MD 21014 2) 11/2020 - FOR PROFIT BOARD MEMBER - COUSINCATION - 8HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - MIDDLE RIVER, MD 3) 07/19/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 80 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/19/2022 - Private Advisor Group - DBA: Fisher Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 80 Hours Per Month/20 Hours During Securities Trading - You are approved based on the specific facts provided in this request. Since the RIA accommodates IARs not affiliated with LPL Financial, you are prohibited from using the RIA name to represent your LPL Financial securities business unless your firm has been approved for co-branding. If these circumstances change, you must notify us immediately 5) 08/07/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/29/2024 - 8 Hours per month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2021-12-10

View on SEC IAPD

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