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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| MI | RA | APPROVED | 2013-01-25 |
Branch Locations
333 Albert Ave Suite 400, East Lansing, MI 48823 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2013 | Present |
| Financial Technology, Inc. | East Lansing | MI | 01/2013 | Present |
1. Fixed insurance sales; as of 01/15/2013; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Vice president and co-owner, Financial Technology, Inc.; company used to facilitate securities business and TPA services as of 10/31/2013; 100% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-24 |
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