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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-15
  • NC RA
    APPROVED
    Since 2026-04-15

Branch Locations

1408 Arendell St, Morehead City, NC 28557 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-15
  • NC RA
    APPROVED
    Since 2019-10-15

Branch Locations

1408 Arendell St, Morehead City, NC 28557 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Beaufort, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uncw Wilmington NC 08/2016 12/2017
W&S Brokerage Services, Inc. Wilmington NC 02/2018 10/2018
Wells Fargo Clearing Services, Llc Raleigh NC 01/2019 Present
Unemployed Wilmington NC 10/2018 01/2019
Unemployed Wilmington NC 12/2017 02/2018
Wells Fargo Advisors Financial Network Morehead City NC 04/2026 Present
  • 08/2016 → 12/2017
    Uncw
    Wilmington, NC
  • 02/2018 → 10/2018
    W&S Brokerage Services, Inc.
    Wilmington, NC
  • 01/2019 → Present
    Raleigh, NC
  • 10/2018 → 01/2019
    Unemployed
    Wilmington, NC
  • 12/2017 → 02/2018
    Unemployed
    Wilmington, NC
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Morehead City, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-15
S63 Uniform Securities Agent State Law Examination 2018-05-16
  • S66 Uniform Combined State Law Examination
    2019-10-15
  • S63 Uniform Securities Agent State Law Examination
    2018-05-16
Other Names
  • William R Vallecillo

View on SEC IAPD

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