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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

220 Market St Ste F, New Albany, OH 43054-9031 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-08-31
  • OH RA
    APPROVED
    Since 2020-08-31

Branch Locations

New Albany 220 F Market St, New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Columbus OH 09/2016 07/2020
Good Foods Hospitality Hilliard OH 03/2016 09/2016
Fifth Third Securities Columbus OH 03/2018 07/2020
The Huntington National Bank Columbus OH 08/2020 01/2021
The Huntington Investment Company Columbus OH 08/2020 01/2021
The Huntington Investment Company Columbus OH 01/2021 04/2026
The Huntington National Bank New Albany OH 01/2021 04/2026
The Huntington Investment Company New Albany OH 04/2026 Present
Ameriprise Financial Services, Llc New Albany OH 06/2026 Present
Previous Registrations
Other Businesses

BETTER DAYS VACATIONS LLC POSITION: co/owner NATURE: Retail / Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2023 ADDRESS: 503 park vista dr, delaware OH 43015, United States DESCRIPTION: my wife and I have started a New LLC for the usage of discounted travel arrangements for friends family and will eventually begin to offer as a retail service as well.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-22
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S65 Uniform Investment Adviser Law Examination
    2019-03-22
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12
Other Names
  • Joseph R Marshall

View on SEC IAPD

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