Rachel Lauren Howe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-22
MO	RA	APPROVED	2020-12-11

TX RA
APPROVED

Since 2020-12-22
MO RA
APPROVED

Since 2020-12-11

Branch Locations

1512 N Church Rd., Ste A, Liberty, MO 64068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Mission Woods	KS	03/2018	12/2020
Excelsior Springs School District	Excelsior Springs	MO	08/2014	03/2018
Lpl Financial Llc	North Kansas City	MO	12/2020	Present

03/2018 → 12/2020

Wells Fargo Clearing Services, Llc

Mission Woods, KS
08/2014 → 03/2018

Excelsior Springs School District

Excelsior Springs, MO
12/2020 → Present

Lpl Financial Llc

North Kansas City, MO

Previous Registrations

2018-07-17 → 2020-11-10

Wells Fargo Clearing Services, Llc

Mission Woods, KS

Other Businesses

1)11/25/2020 - Acacia Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2020 - 160 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-17

S66 Uniform Combined State Law Examination

2018-07-17

Other Names

Rachel Lauren Mcelroy
Rachel Howe

View on SEC IAPD