Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-08-02 |
| TX | RA | APPROVED | 2019-08-15 |
| CT | RA | APPROVED | 2018-06-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 03/2018 | Present |
| Unemployed | Boston | MA | 09/2017 | 02/2018 |
| Northeastern University | Boston | MA | 09/2015 | 08/2017 |
| Wellington Management Company | Boston | MA | 06/2016 | 12/2016 |
| Bank Of America, N.A. | Boston | MA | 07/2018 | Present |
I*113432 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ETHAN LADD VIOLINS INVESTMENT RELATED: N ADDRESS OF BUSINESS: WEST ROXBURY, MASSACHUSETTS 2132 NATURE OF BUSINESS: SOLE PROPRIETORSHIP POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 3/20/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DOING BUSINESS AS ETHAN LADD VIOLINS, I CONSIGN MY PERSONAL INVENTORY OF MUSICAL INSTRUMENTS FOR SALE WITH OTHER, CLIENT-FACING DEALERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-15 |
Reach out to this advisor