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Dung Van Anh Nguyen

Truist Advisory Services, Inc.

Charlotte, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-08-12
  • NC RA
    APPROVED
    Since 2021-08-12

Branch Locations

5369 Ballantyne Commons Pkwy, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Matthews NC 03/2018 08/2021
Wells Fargo Matthews NC 07/2016 08/2021
Wells Fargo Matthews NC 03/2018 08/2021
Truist Investment Services, Inc Atlanta GA 08/2021 Present
Truist Advisory Atlanta GA 08/2021 Present
  • 03/2018 → 08/2021
    Wells Fargo Clearing Services, Llc.
    Matthews, NC
  • 07/2016 → 08/2021
    Wells Fargo
    Matthews, NC
  • 03/2018 → 08/2021
    Wells Fargo
    Matthews, NC
  • 08/2021 → Present
    Truist Investment Services, Inc
    Atlanta, GA
  • 08/2021 → Present
    Truist Advisory
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-03
S63 Uniform Securities Agent State Law Examination 2018-06-08
  • S65 Uniform Investment Adviser Law Examination
    2018-07-03
  • S63 Uniform Securities Agent State Law Examination
    2018-06-08
Other Names
  • Young Nguyen
  • Dung Nguyen

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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