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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-06 |
| SC | RA | APPROVED | 2026-07-06 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2019 | 03/2021 |
| Unemployed | Cary | NC | 05/2019 | 08/2019 |
| National Agents Alliance | Burlington | NC | 01/2019 | 05/2019 |
| East Carolina University | Greenville | NC | 08/2015 | 05/2019 |
| Northwestern Mutual | Raleigh | NC | 05/2018 | 01/2019 |
| Online Information Services | Greenville | NC | 02/2018 | 04/2018 |
| Toni M. Sweesy | Cary | NC | 05/2017 | 08/2017 |
| Ubs Financial Services Inc. | Charlotte | NC | 04/2021 | 07/2026 |
| Lpl Enterprise Llc | Charlotte | NC | 07/2026 | Present |
1. 06/24/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Indian Land SC - Inv Related – OBA Start Date: 05/20/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 06/24/2026 - Christopher Sweesy Jr N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Indian Land SC - Inv Related – OBA Start Date: 05/20/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-11 |
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