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Juana Gabriela Trejo Cervantes

Wells Fargo Clearing Services, LLC

Santa Rosa, CA

Ukiah, CA

CRD 6928062

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-01
  • CA RA
    APPROVED
    Since 2021-09-01

Branch Locations

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

717 S State St, Ukiah, CA 95482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Santa Rosa CA 01/2013 Present
Wells Fargo Clearing Services Llc Santa Rosa CA 03/2018 Present
The Best Day Spa Santa Rosa CA 08/2017 11/2017
  • 01/2013 → Present
    Wells Fargo Bank Na
    Santa Rosa, CA
  • 03/2018 → Present
    Wells Fargo Clearing Services Llc
    Santa Rosa, CA
  • 08/2017 → 11/2017
    The Best Day Spa
    Santa Rosa, CA
Other Businesses

ESSENCE LANDSCAPING; NOT INV RELATED; UKIAH, CA; ASSISTANT; START 06/14/2023; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; ASSISTANT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-01
S63 Uniform Securities Agent State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2021-09-01
  • S63 Uniform Securities Agent State Law Examination
    2018-08-17
Other Names
  • Juana Gabriela Trejo

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL SUTTER CAPITAL, INC.

Nearby Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH

Nearby Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA

More in Santa Rosa, CA

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