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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-01 |
Branch Locations
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
717 S State St, Ukiah, CA 95482 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Santa Rosa | CA | 01/2013 | Present |
| Wells Fargo Clearing Services Llc | Santa Rosa | CA | 03/2018 | Present |
| The Best Day Spa | Santa Rosa | CA | 08/2017 | 11/2017 |
ESSENCE LANDSCAPING; NOT INV RELATED; UKIAH, CA; ASSISTANT; START 06/14/2023; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; ASSISTANT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-17 |
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