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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-29 |
| NY | RA | APPROVED | 2024-11-07 |
| TX | RA | APPROVED_RES | 2024-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manhattan College | Bronx | NY | 08/2014 | 05/2018 |
| Axa Advisors Llc | Saddle Brook | NJ | 09/2017 | 07/2018 |
| Capital Management Group | Nyc | NY | 06/2017 | 09/2017 |
| The Taco Project Restaurant | Tarrytown | NY | 09/2016 | 01/2020 |
| Beckwith Pointe | New Rochelle | NY | 08/2012 | 09/2016 |
| Guardian Life Insurance Co Of America | Westchester | NY | 08/2018 | 09/2019 |
| Park Avenue Securities | Westchester | NY | 08/2018 | 09/2019 |
| Equitable Advisors | New York | NY | 03/2021 | 01/2024 |
| Mediamax Network Llc | Valhalla | NY | 10/2019 | 03/2021 |
| Equitable | New York | NY | 03/2021 | 01/2024 |
| Hightower Advisors | Chicago | IL | 01/2024 | 10/2024 |
| Morgan Stanley | New York | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-22 |
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