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Carrie L Roberts

Fifth Third Securities, Inc.

Holland, MI

Holland, MI

Zeeland, MI

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-10-09
  • MI RA
    APPROVED
    Since 2018-10-09

Branch Locations

12443 Riley Street, Holland, MI 49424 • United States

403 Butternut Dr, Holland, MI 49424 • United States

523 West Main Street, Zeeland, MI 49464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Jenison MI 09/2010 Present
Fifth Third Securities Jenison MI 02/2018 Present
  • 09/2010 → Present
    Fifth Third Bank
    Jenison, MI
  • 02/2018 → Present
    Fifth Third Securities
    Jenison, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-09
S63 Uniform Securities Agent State Law Examination 2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2018-10-09
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
Other Names
  • Carrie Lynn Smart

View on SEC IAPD

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NATHAN RYAN LAPHAM
SCOTT JAMES REED

Other Offices

LPL FINANCIAL LLC · HOLLAND, MI
EDWARD JONES · HOLLAND, MI
CHARLES SCHWAB & CO., INC. · Holland, MI
J.P. MORGAN SECURITIES LLC · HOLLAND, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Holland, MI
GASAWAY INVESTMENT ADVISORS, INC. · ZEELAND, MI
ADVISORY ALPHA, LLC · HOLLAND, MI
WELLS FARGO CLEARING SERVICES, LLC · HOLLAND, MI

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