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Kurtis L Kamminga

Charles Schwab & Co., Inc.

Holland, MI

CRD 4438415

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
MI RA APPROVED 2016-06-27
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • MI RA
    APPROVED
    Since 2016-06-27

Branch Locations

12365 James Street Suite 40, Holland, MI 49424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Holland MI 06/2016 Present
Klk Holdings, Llc Hudsonville MI 07/2016 Present
Previous Registrations
Other Businesses

1) KLK Holdings LLC | Investment Related:No|Financial Services|Owner|7/20/2016|Less than 20|0.5|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-30
S63 Uniform Securities Agent State Law Examination 2001-09-10
  • S65 Uniform Investment Adviser Law Examination
    2005-09-30
  • S63 Uniform Securities Agent State Law Examination
    2001-09-10
Other Names
  • Kurt Kamminga

View on SEC IAPD

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