Kimberly Kay Strobel

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-08-24

TX RA
APPROVED

Since 2018-08-24

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Fort Worth	TX	04/2018	Present
Sean Cerone, D.D.S.	Southlake	TX	07/2013	03/2018

04/2018 → Present

Ubs Financial Services

Fort Worth, TX
07/2013 → 03/2018

Sean Cerone, D.D.S.

Southlake, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-29

S66 Uniform Combined State Law Examination

2018-06-29

Other Names

Kimberly Kay Rook

View on SEC IAPD

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PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX

OPENAIR FINANCIAL, LLC · Dallas, TX

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KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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