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Michael Scott Banks

Usi Advisors

Atlanta, GA

Glastonbury, CT

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-05-10
  • GA RA
    APPROVED
    Since 2021-05-10

Branch Locations

1 Concourse Parkway Ne Suite 700, Atlanta, GA 30328 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Knoxville TN 03/2018 01/2020
Bank Of America Knoxville TN 02/2017 03/2018
First Tennessee Bank Knoxville TN 02/2016 02/2017
Jcpenney Knoxville TN 05/2016 12/2016
Usi Securities Glastonbury CT 02/2020 Present
Usi Consulting Group Glastonbury CT 01/2020 Present
Usi Advisors Glastobury CT 02/2020 Present
  • 03/2018 → 01/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Knoxville, TN
  • 02/2017 → 03/2018
    Bank Of America
    Knoxville, TN
  • 02/2016 → 02/2017
    First Tennessee Bank
    Knoxville, TN
  • 05/2016 → 12/2016
    Jcpenney
    Knoxville, TN
  • 02/2020 → Present
    Usi Securities
    Glastonbury, CT
  • 01/2020 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 02/2020 → Present
    Usi Advisors
    Glastobury, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-22
  • S66 Uniform Combined State Law Examination
    2018-06-22
Other Names
  • Michael Banks

View on SEC IAPD

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NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

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CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

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