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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-08
NC RA APPROVED 2019-10-18
FL RA APPROVED 2018-09-05
  • TX RA
    APPROVED_RES
    Since 2024-07-08
  • NC RA
    APPROVED
    Since 2019-10-18
  • FL RA
    APPROVED
    Since 2018-09-05

Branch Locations

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mastec Inc Coral Gables FL 11/2010 08/2021
Wfgia Coral Gables FL 01/2013 Present
Transamerica Financial Advisors, Inc. Coral Gables FL 03/2018 Present
Scott David Newson-Rental Property Coral Gables FL 10/2010 Present
Wealthwave Miami FL 09/2021 Present
Netlaw Louisville KY 01/2024 Present
Cpa Coral Gables FL 01/2024 Present
Morne-Pele Christian School Miami Gardens FL 07/2025 Present
  • 11/2010 → 08/2021
    Mastec Inc
    Coral Gables, FL
  • 01/2013 → Present
    Wfgia
    Coral Gables, FL
  • 03/2018 → Present
    Transamerica Financial Advisors, Inc.
    Coral Gables, FL
  • 10/2010 → Present
    Scott David Newson-Rental Property
    Coral Gables, FL
  • 09/2021 → Present
    Wealthwave
    Miami, FL
  • 01/2024 → Present
    Netlaw
    Louisville, KY
  • 01/2024 → Present
    Cpa
    Coral Gables, FL
  • 07/2025 → Present
    Morne-Pele Christian School
    Miami Gardens, FL
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | 09/2021 | Miami, FL | Marketing | Co-brand company through WFGIA | investment related Scott David Newson-Rental property /1010-present / INVESTMENT RELATED: YES /115 Calabria Ave. Apt 1 Coral Gables FL 33134 / Owner / Personal rental property. 7 buildings rented to long term residential tenants. Managed by a property manager. This is a passive investment of mine. I do not do the day-to-day work. / hrs work monthly: 1 / Sec trading hrs: 0 / They are managed by my property manager. NETLAW POSITION: IAR NATURE: WFG has a deal with Netlaw to provide Wills and Powers of Attorney to WFG clients. I'd like to use Netlaw to do so. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2024 ADDRESS: 12910 Shelbyville Road, Suite 124, Louisville KY 40243, United States DESCRIPTION: WFG has a deal with Netlaw to provide Wills and Powers of Attorney to WFG clients. I'd like to use Netlaw to do so for my WFG and TFA clients. CPA POSITION: CPA NATURE: Tax and Estate Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2024 ADDRESS: 115 Calabria Ave, Apt 1, CORAL GABLES FL 33134, United States DESCRIPTION: Tax and Estate Consulting as a CPA. MORNE-PELE CHRISTIAN SCHOOL POSITION: Treasurer, Director NATURE: Non-Profit. School for kids in Haiti. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 1941, NW 185TH TER, Miami Gardens FL 33056, United States DESCRIPTION: I have no daily activities or responsibilities for this entity other than participating in Board meetings for the non-profit.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-21
S65 Uniform Investment Adviser Law Examination 2018-08-18
  • S63 Uniform Securities Agent State Law Examination
    2023-08-21
  • S65 Uniform Investment Adviser Law Examination
    2018-08-18

View on SEC IAPD

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