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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-08 |
| NC | RA | APPROVED | 2019-10-18 |
| FL | RA | APPROVED | 2018-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mastec Inc | Coral Gables | FL | 11/2010 | 08/2021 |
| Wfgia | Coral Gables | FL | 01/2013 | Present |
| Transamerica Financial Advisors, Inc. | Coral Gables | FL | 03/2018 | Present |
| Scott David Newson-Rental Property | Coral Gables | FL | 10/2010 | Present |
| Wealthwave | Miami | FL | 09/2021 | Present |
| Netlaw | Louisville | KY | 01/2024 | Present |
| Cpa | Coral Gables | FL | 01/2024 | Present |
| Morne-Pele Christian School | Miami Gardens | FL | 07/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | 09/2021 | Miami, FL | Marketing | Co-brand company through WFGIA | investment related Scott David Newson-Rental property /1010-present / INVESTMENT RELATED: YES /115 Calabria Ave. Apt 1 Coral Gables FL 33134 / Owner / Personal rental property. 7 buildings rented to long term residential tenants. Managed by a property manager. This is a passive investment of mine. I do not do the day-to-day work. / hrs work monthly: 1 / Sec trading hrs: 0 / They are managed by my property manager. NETLAW POSITION: IAR NATURE: WFG has a deal with Netlaw to provide Wills and Powers of Attorney to WFG clients. I'd like to use Netlaw to do so. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2024 ADDRESS: 12910 Shelbyville Road, Suite 124, Louisville KY 40243, United States DESCRIPTION: WFG has a deal with Netlaw to provide Wills and Powers of Attorney to WFG clients. I'd like to use Netlaw to do so for my WFG and TFA clients. CPA POSITION: CPA NATURE: Tax and Estate Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2024 ADDRESS: 115 Calabria Ave, Apt 1, CORAL GABLES FL 33134, United States DESCRIPTION: Tax and Estate Consulting as a CPA. MORNE-PELE CHRISTIAN SCHOOL POSITION: Treasurer, Director NATURE: Non-Profit. School for kids in Haiti. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 1941, NW 185TH TER, Miami Gardens FL 33056, United States DESCRIPTION: I have no daily activities or responsibilities for this entity other than participating in Board meetings for the non-profit.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-08-21 |
| S65 | Uniform Investment Adviser Law Examination | 2018-08-18 |
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