Michael James Marshall

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-23
MI	RA	APPROVED	2021-03-01
IN	RA	APPROVED	2018-10-17

TX RA
APPROVED_RES

Since 2025-11-23
MI RA
APPROVED

Since 2021-03-01
IN RA
APPROVED

Since 2018-10-17

Branch Locations

200 E Lincoln Way, Valparaiso, IN 46383 • United States

632 Phillips St, South Haven, MI 49090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oak Partners, Inc.	Crown Point	IN	03/2018	07/2018
Liberty Mutual Insurance	Mishawaka	IN	05/2016	02/2018
Lpl Financial Llc	Valparaiso	IN	07/2018	Present

03/2018 → 07/2018

Oak Partners, Inc.

Crown Point, IN
05/2016 → 02/2018

Liberty Mutual Insurance

Mishawaka, IN
07/2018 → Present

Lpl Financial Llc

Valparaiso, IN

Other Businesses

1. 7/24/2018 - Oak Partners Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/17/2018 - Time Spent - Time Spent 100%. 2. 12/24/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/02/2020 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-12

S66 Uniform Combined State Law Examination

2018-10-12

Other Names

Michael Marshall

View on SEC IAPD